About Us

shawn1

  • Integrity is led by Shawn DeFoe.
  • Mr. DeFoe has over 15 years experience in Financial planning.
  • He has guided many of his clients through both the Financial storms of ‘00-’02 as well as ‘07-’09.
  • Securities Offered: TD Ameritrade - Trade PMR - Vanguard - Charles Schwab - Fidelity - Member FINRA/ SIPC

 

 

 Why might an independent R.I.A. be a good choice for an investor?

  • Independent RIA’s generally have affiliations with a variety of firms that assist with tax planning, estate planning, money management and more. These affiliations allow them to help their clients with complex financial needs.
  • They generally have affiliations that are free from the conflicts of interest you often see at retail brokers, independent broker dealers, or captive insurance agents.
  • The compensation of some independent registered investment advisors is directly related to growing the assets of their clients, which can benefit the advisor and client alike.

 

Securities Offered

  • TD Ameritrade
  • Trade PMR
  • Vanguard
  • Charles Schwab
  • Fidelity
  • Member FINRA/ SIPC

Exams

Uniform Investment Adviser Law Exam Series 65 11/2005
General Securities Representative Exam Series 7 04/2001

Investment Company Products/ Variable Contracts Principal Exam

Series 26 03/2000
Uniform Securities Agent State Law Exam Series 63 10/1998

Investment Company Products/ Variable Contracts Representative Exam

Series 6 09/1998

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